Appendix B
SECTION 1
New York State Department of Environmental Conservation Division of Water
Report of Noncompliance Event
To: DEC Water Contact Vijay Gandhi Vijay Gandhi DEC Region: 3 3 Report Type: 5 Day Vv Permit Violation Order Violation Anticipated Noncompliance Bypass/Overflow Other SECTION 2 SPDES #: NY- 0271420 0271420 Facility: Village of Red Hook WWTP Village of Red Hook WWTP 06/05/2025 06/05/2025 1B 1B Date of noncompliance: Location (Outfall, Treatment Unit, or Pump Station): Outfall 1B was placed in service and TSS and setteable solids were exceeded due to start up issues. Outfall 1B was placed in service and TSS and setteable solids were exceeded due to start up issues. Description of noncompliance(s) and cause(s):
SECTION 2
Has event ceased? Yes Yes If so, when? 6/7/2025 6/7/2025 Was event due to plant upset? Yes Yes SPDES limits violated? Yes Yes 06/05/2025 06/05/2025 am am 06/07/2025 06/07/2025 am am Start date, time of event: , End date, time of event: Date, time oral notification made to DEC? am , am DEC Official contacted: ee Immediate corrective actions: stopped the high recycle flow from the mudwell to stop the clarifier washout. stopped the high recycle flow from the mudwell to stop the clarifier washout.
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SECTION 3
Complete this section if event was a bypass: No Bypass amount: Was prior DEC authorization received for this event? DEC Official contacted: Date of DEC approval: Describe event in "Description of noncompliance and cause" area in Section 2. Detail the start and end dates and times in Section 2 also.
SECTION 4
Facility Representative: Roberto Flores Roberto Flores Title: Chief Operator Chief Operator Date: July 22, 2025 July 22, 2025 518 469 - 8189 518 469-8189 Phone #: ( ) Fax #: ( )
I Certify under penalty of law that this document and all attachments were prepared under my direction or supervision in accordance with a system designed to assure that qualified personnel properly gather and evaluate the information submitted. Based on my inquiry of the person or persons who manage the system, or those persons directly responsible for gathering the information, the information submitted is, to the best of my knowledge and belief, true, accurate, and complete. I am aware that there are significant penalties for submitting false information, including the possibility of fine and imprisonment for knowing violations.
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Signature of Principal Executive Officer or Authorized Agent
INSTRUCTIONS
The Division of Water developed this standardized form to simplify the reporting of noncompliance events. The SPDES Permit General Conditions, require that certain discharges of untreated or partially treated sewage must be reported orally within either 2 hours1 or 24 hours and also in writing within five (5) days as required by the appropriate regulation. All other permit noncompliance shall be reported as attachments to the Discharge Monitoring Report (DMR). This form should be used for these events as well as to report noncompliance relating to consent orders, scheduled events and bypass events.
All necessary information can readily be reported to DEC on this form. Additional information required to describe the event can be attached. Please make additional copies of this form and use as needed . Instructions are provided below. For questions on form use please contact the appropriate office listed below for the county where your permitted facility is located. Thank you for your cooperation.
Instructions to complete and submit Noncompliance Report
1. Provide facility information and all applicable event details in Sections 1 through 3. Dates should be completed in month/day/year format.
2. Provide your name, title, business phone number, and date report was completed in Section 4. Use additional sheets as needed to provide full detail of the event in Section 2.
3. For 5-day written reports, mail or fax the completed form to the appropriate DEC Regional Office listed below. Attach all other noncompliance reports to the DMR submittal (be sure to attach to each set of DMR copies) or mail separately if related to consent order/scheduled event noncompliance. After hours and weekend reporting of unusual discharge events of other noncompliance must be reported through the DEC Telephone Hotline, which is 1-800-457-7362.
DEC Regional Offices:
REGION 1 Regional Water Engineer NYS SUNY , Bldg. 40 Loop Road Stony Brook, NY 11790-2356 Phone: 631-444-0405 Fax: 631-444-0373 Counties: Nassau Suffolk
REGION 2 Regional Water Engineer One Hunters Point Plaza 47-40 21st St. Long Island City, NY 11101-5407 Phone: 718-482-4900 Fax: 718-482-6516 Counties: Queens Bronx New York Richmond Kings
REGION 3
Regional Water Engineer 21 So. Putt Corners Rd New Paltz, NY 12561-1696 Phone: 845-256-3000 Fax: 845-255-0714 Counties: Rockland Dutchess Sullivan Orange Ulster Putnam Westchester
| - | REGION 4 | - | - | REGION 5 | ***** | - | REGION 6 | - | | - | Regional Water Engineer | - | - | ***** | er Engineer | - | ****** | - | | - | 1150 North Westcott Rd. | - | - | Regional Wat | . Box 296 | - | Regional Water Engineer | - | | - | Schenectady, NY 12306-2014 | - | - | Route 86, P.O | Y. 12977-0296 | - | Region 6 Suboffice | - | | - | Phone: 518-357-2045 Fax: 518-357-2398 | - | - | Ray Brook N. | 97-1241 Fax: 518-897-1245 | - | State Office Bldg. | - | | - | Counties: | - | - | Phone: 518-8 | Hamilton Franklin | - | 207 Genesee St. | - | | - | Montgomery Albany | - | - | Counties: | Saratoga Warren | - | Utica, NY 13500 | - | | - | Otsego Rensselaer Columbia | - | - | Clinton | Washington | - | Phone: 315-793-2554 Fax: 315-793-2748 | - | | - | Delaware | - | - | Essex | - | - | Counties: | - | | - | Schoharie Greene | - | - | Fulton | - | - | Lewis Jefferson | - | | - | Schenectady | - | - | - | - | - | Herkimer | - | | - | - | - | - | - | - | - | Oneida St. Lawrence | - | | - | REGION | 7 | - | REGION 8 | er Engineer | - | REGION 9 | - | | - | - | Water Engineer | - | Regional Wat | on-Lima Rd | - | Regional Water Engineer | - | | - | - | lvd West | - | 6274 East Av | 414-9519 | - | 270 Michigan Avenue | - | | - | - | NY 13204-2400 | - | Avon, NY 14 | 26-2466 Fax: 585-226-2830 | - | Buffalo, NY 14203-2999 | - | | - | - | 5-426-7506 Fax: 315-426-7402 | - | Phone: 585-2 | Orleans Genessee | - | Phone: 716-851-7070 Fax: 716-851-7009 | - | | - | - | Madison Cayuga | - | Counties: | Schuyler Seneca | - | **Counties:**Allegany | - | | - | - | Onondaga Oswego | - | Chemung | Steuben Ontario | - | Erie | - | | - | - | Tioga Tompkins | - | Livingston | Wayne Yates | - | Cattaraugus | - | | - | - | - | - | Monroe | - | - | Niagara Wyoming | - | | - | - | - | - | - | - | - | Chautauqua | - | Regional 615 Erie B Syracuse, Phone: 31 Counties: Broome Chenango Cortland
| - | ****** | REGION 3 Suboffice | - | - | REGION 5 Suboffice | - | - | REGION 6 Suboffice | | - | - | Regional Water Staff | - | - | Regional Water Staff | - | - | Regional Water Staff | | - | - | 200 White Plains Rd.., 5th Floor | - | - | Box 220, Hudson St Extension | - | - | 317 Washington St. | | - | - | Tarrytown, NY 10591-5805 | - | - | Warrensburg, NY 12885-0220 | - | - | Watertown, NY 13601-3787 | | - | - | Phone: 914-332-1835 | - | - | Phone: | - | - | Phone: 315-785-2513 | | - | - | Fax: 914-332-4670 | - | - | 518-623-1200 | - | - | Fax: 315-785-2422 | | - | - | - | - | - | Fax: | - | - | - | | - | - | - | - | - | 518-623-4193 | - | - | - |
1This requirement reflects proposed pending regulations.
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