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SECTION 1

|To: DEC Water Contact Report Type: Permit Violation|To: DEC Water Contact Report Type: Permit Violation|To: DEC Water Contact Report Type: Permit Violation|To: DEC Water Contact Report Type: Permit Violation|To: DEC Water Contact Report Type: Permit Violation|To: DEC Water Contact Report Type: Permit Violation|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Order Violation New York State Department of Enviromental Conservation Division of Water Report Noncompliance Event Anticipated Noncompliance X|Bypass/Overflow| |---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---| ||||||||Order Violation

Division of Water Report Noncompliance| Division of Water Report Noncompliance| Division of Water|||||||| |||||||||||||||||| |||||||||||||||||| Facility: SECTION 2 SPDES #:NY-0271420 Village of Red Hook **Date of noncompliance:**2/20/2026 Location (Outfall, Treatment Unit, or Pump Station): Description of noncompliance(s) and cause(s): WWTP Plants 1A & 1B both lost solids through the clarifier causingthe tertiaryfilter to blind and overflow into the clearwell

Facility:

Village of Red Hook

||||||||Location (Outfall, Treatment Unit, or Pump Station):|||||||||Outfall| |||||||||||||||||| |||||||||||||||||| |||||||||||||||||| |||||||||||||||||| |||||||||||||||||| | Yes | - | - | - | - | - | , | - | - | - | - | - | - | Yes | - | - | YES | | , | - | - | - | - | - | (AM)(PM)End date, time of event: | - | - | - | - | - | - | est | - | - | - | | Immediate corrective actions: | - | - | - | - | - | (AM)(PM) | - | - | - | - | - | - | 2/20/2026 | - | - | 7:30AM | | 2/20/2026 | - | - | - | - | - | - | - | - | - | - | - | - | DEC Official contacted: | - | - | (AM)(PM) | | Stopinfluent flow,shut off blowers | - | - | - | - | - | Was event due to plant upset? | - | - | - | - | - | - | - | - | - | VijayGandhi | | Date email notification made to DEC? 2/20/26 | - | - | - | - | - | 2/20/2026 | - | - | - | - | - | - | - | - | - | SPDES limits violation | | Start date, time of event: | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | | Has event ceased? | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | | If so, when? | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | - | |||||||to retain solids,clean reaeration tank,clearwell and UV systems beforeputting plant back online.||||||||||| |Removed 16,000gallons ofpartiallytreated wastewater and sludge from both 1A and 1B||||||||||||||||| |||||||||||||||||| |Preventive (long term) corrective actions:||||||||||||||||| |||||||Install alarm systems to notifyoperator of high level events||||||||||| |||||||||||||||||| |||||||||||||||||| |||||||||||||||||| |||||||||||||||||| |||SECTION 3 Complete this section if event was a bypass: Bypass amount: DEC Official contacted: Describe event in "Description of noncompliance and cause" are||||(Yes)(No) Date of DEC approval: a in Section 2. Detail the start and end dates and times in Section 2 also. Was proir DEC authorization received for this event?||||||||||| |||||||||||||||||| |||SECTION 4 Facility Representative Phone #: 845-544-3151 Leslie A Coon Jr|||Leslie A Coon Jr|Title: Date: Fax #: Sr. Area Manager||||||||||Forms by EnviroWin (312-244-1900) 2/25/2026| ||||||||||||||||||

3506-101 (12/93)

References

This document cites or incorporates the following separate documents:

2026-02-01EPA Discharge Monitoring Report (DMR) — February 2026
— pinned to version dated 2026-02-01
Document A is a working document on WWTP operations; Document B is an EPA Discharge Monitoring Report (DMR) — separate artifacts where one likely references or incorporates the other as supporting data, not a revision of the same instrument.
2026-02-01AG Environmental Lab Report #82626 — February 18, 2026
— pinned to version dated 2026-02-01
Document A is a working document on WWTP operations; Document B is a separate water quality report that A likely references or incorporates as supporting evidence, not a revision of the same instrument.
2026-02-01DEC Monthly Operation Report — Facility 1 (December 2025)
Document A is a working document on WWTP operations dated 2026-02-20; Document B is a monthly operational report from 2020 (6 years earlier), making them separate artifacts in different time periods that may be cited or referenced but are not revisions of the same singular decision.
2026-02-01AG Environmental Lab Report #82510 — February 13, 2026
Document A is a working document on WWTP operations and Document B is a separate water quality report that A likely references or incorporates as supporting material, not a revision of the same instrument.
2026-02-01NetDMR Notification Email — March 29, 2026
Document A is a working document on WWTP operations dated February 2026; Document B is a NetDMR submittal confirmation email from March 2026—two separate artifacts in different formats addressing different slots (operations planning vs. regulatory filing confirmation).
2026-03-09AG Environmental Lab Report #81335 — January 2026
Document B is a separate regulatory report (EPA DMR) that documents operational results; Document A is a working document on WWTP operations—they share a topic area but B is not a revision of A, nor is A a draft of B.

Referenced by

These other documents cite or incorporate this one:

2026-03-09Sewer Operations Report — Late January/February 2026
— pins a specific version of this chain
Document B (dated 2026-02-20) is a separate operational notice/alert that Document A (dated 2026-03-09) later references and reports on as a past event; they are distinct artifacts in different slots (immediate alert vs. retrospective operations summary).
2026-04-13Plant B — Activated Sludge Process
— pins a specific version of this chain
Document A is a completed monthly operational report for February 2026; Document B appears to be a working document dated before the report period, making them separate artifacts in different slots of the wastewater facility oversight process rather than revisions of the same decision.
2026-04-13DEC Noncompliance Report Forms
— pins a specific version of this chain
Document A is a filed monthly operations report for February 2026; Document B appears to be a working document dated the same month but serves a different slot (operational tracking vs. board action/decision), and the 52-day gap with incomplete Document B metadata suggests these are separate artifacts in a compliance workflow rather than revisions of the same decision.
2026-02-25Report Noncompliance Event — Village of Red Hook SPDES Permit Violation
Document A is a formal DEC noncompliance report filed after the event; Document B appears to be an operational record from the event date itself—they document the same incident but occupy different slots (incident reporting vs. operational logging) and are separate artifacts.
2026-02-25SPDES Noncompliance Event Report — NY-0271420
Document A is a DEC noncompliance report filed on 2026-04-09 regarding a violation event dated 2/26/2026; Document B appears to be a separate operational document from 2026-02-20 (before the violation occurred); they are distinct artifacts in different processes (regulatory reporting vs. operations), not revisions of the same instrument.
2026-02-25Report Noncompliance Event - WWTP Plants 1A & 1B Bypass/Overflow
Document A is a formal DEC noncompliance report filed about an event; Document B appears to be an operational record from the event date itself—they are separate artifacts documenting the same incident from different angles, not revisions of the same singular decision.
2026-04-13EPA Discharge Monitoring Report (DMR) — March 2026
Document A is an EPA-mandated discharge monitoring report (DMR) for February 2026; Document B appears to be a separate working document from WWTP operations dated during that same monitoring period—they are distinct artifacts related by subject matter, not revisions of the same instrument.
2026-04-13Water Department Report — March/Early April 2026
Document A is a lab report (analytical results from February 2026); Document B is a separate operational document dated 7 days earlier; they share a subject matter (wastewater treatment) but are distinct artifacts serving different purposes (lab analysis vs. operations), not revisions of the same instrument.
2026-04-13AG Environmental Lab Report #82626 — February 2026
Document A is a lab report (technical artifact) and Document B is a working operations document; they reference the same water system but occupy different slots (lab analysis vs. operations management).

Recurring pattern

These other chains use the same template but are separate decisions: